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First Georgetown Securities, Inc registers with the SEC (Alexandria, VA)
New SEC-registered adviser · CRD 5871 · 801-136757 · effective 2026-08-05
Effective 2026-08-05. 4 employees (2 advisory), $116M regulatory AUM across 123 accounts. Affiliated with a broker-dealer. Notice-filed in VA. Corporation (DE).
Broker-dealer affiliateHas custody
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Recruiting & RIA platforms
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance