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Navian Investment Management registers with the SEC under the 120-day rule (Cincinnati, OH)
New SEC adviser (120-day rule) · CRD 343784 · 801-137154 · effective 2026-08-24
Effective 2026-08-24. 4 employees (2 advisory), no regulatory AUM reported yet. Affiliated with a broker-dealer. Notice-filed in OH. Limited Liability Company (FL).
120-day rule (must reach $100M RAUM)No RAUM yetBroker-dealer affiliateNo website listed
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Recruiting & RIA platforms
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance