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Peak Nine Capital Advisors, LLC registers with the SEC under the 120-day rule (Naples, FL)
New SEC adviser (120-day rule) · CRD 343681 · 801-137173 · effective 2026-08-27
Effective 2026-08-27. 5 employees (3 advisory). Notice-filed in FL. Limited Liability Company (DE).
120-day rule (must reach $100M RAUM)No website listedPerformance fees
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance
- Custodian / clearing