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Iron Horse Asset Management LLC registers with the SEC under the 120-day rule (Neenah, WI)
New SEC adviser (120-day rule) · CRD 343529 · 801-137103 · effective 2026-08-14
Effective 2026-08-14. 1 employee (1 advisory), no regulatory AUM reported yet. Notice-filed in WI. Limited Liability Company (WI).
120-day rule (must reach $100M RAUM)No RAUM yetNo website listed
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance