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Ullman Investment Counsel LLC registers with the SEC (Toronto, Ontario)
New SEC-registered adviser · CRD 342915 · 801-137337 · effective 2026-09-17
Effective 2026-09-17. 10 employees (8 advisory), no regulatory AUM reported yet. Limited Liability Company (DE).
No RAUM yet10+ employees
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance