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Poppy Capital registers with PR (San Juan, PR)
New state-registered adviser · CRD 337408 · effective 2026-09-09
Effective 2026-09-09. 4 employees (1 advisory), no regulatory AUM reported yet. Affiliated with a broker-dealer. Limited Liability Company (PR).
No RAUM yetBroker-dealer affiliateNo website listedDisciplinary disclosure
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Recruiting & RIA platforms
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance