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Exponent Wealth LLC registers with the SEC (Orem, UT)
New SEC-registered adviser · CRD 334968 · 801-137187 · effective 2026-09-01
Effective 2026-09-01. 7 employees (6 advisory), $110M regulatory AUM across 464 accounts. Notice-filed in AZ, CA, CO, LA, UT, TX. Limited Liability Company (UT).
Has custodyNotice-filed in 5+ states
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance