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Swan Investment Partners registers with the SEC (Old Greenwich, CT)
New SEC-registered adviser · CRD 331679 · 801-136935 · effective 2026-08-05
Effective 2026-08-05. 5 employees (4 advisory), $334M regulatory AUM across 5 accounts. Advises private funds. Notice-filed in CT. Limited Partnership (DE).
Advises private fundsHas custodyPerformance fees
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Fund administration & audit
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance