FormDSignal
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Big Rock Advisors LLC registers with the SEC (Sag Harbor, NY)

New SEC-registered adviser · CRD 330067 · 801-137259 · effective 2026-09-09

Effective 2026-09-09. 3 employees (3 advisory), $28M regulatory AUM across 41 accounts. Notice-filed in NY, TX. Limited Liability Company (NY).

Contact (from the filing)

The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.

Who this is for

  • Compliance consulting
  • RIA software (CRM, portfolio, billing)
  • Archiving & surveillance
  • Cybersecurity / managed IT
  • E&O insurance