FormDSignal
71

Green Ocean Global Advisors LLC registers with the SEC (San Francisco, CA)

New SEC-registered adviser · CRD 321145 · 801-135583 · effective 2026-09-01

Effective 2026-09-01. 5 employees (4 advisory), $115M regulatory AUM across 147 accounts. Limited Liability Company (CA).

Contact (from the filing)

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Who this is for

  • Compliance consulting
  • RIA software (CRM, portfolio, billing)
  • Archiving & surveillance
  • Cybersecurity / managed IT
  • E&O insurance