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Swad Wealth Management LLC registers with the SEC (Santa Rosa, CA)
New SEC-registered adviser · CRD 319218 · 801-137035 · effective 2026-08-07
Effective 2026-08-07. 2 employees (2 advisory), $111M regulatory AUM across 192 accounts. Notice-filed in CA. Limited Liability Company (CA).
Has custody
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance