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Fincera registers with the SEC (New York, NY)
New SEC-registered adviser · CRD 312342 · 801-136615 · effective 2026-08-13
Effective 2026-08-13. 1 employee (1 advisory), no regulatory AUM reported yet. Notice-filed in NY. Limited Liability Company (DE).
No RAUM yet
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance