FormDSignal
79

3spoke Management, LLC registers with the SEC (Irvine, CA)

New SEC-registered adviser · CRD 308919 · 801-136556 · effective 2026-08-05

Effective 2026-08-05. 6 employees (5 advisory), $254M regulatory AUM across 11 accounts. Advises private funds. Notice-filed in CA. Limited Liability Company (DE).

Advises private fundsHas custodyPerformance fees

Contact (from the filing)

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Who this is for

  • Compliance consulting
  • RIA software (CRM, portfolio, billing)
  • Fund administration & audit
  • Custodian / clearing
  • Archiving & surveillance
  • Cybersecurity / managed IT
  • E&O insurance