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Exos Asset Management LLC registers with the SEC under the 120-day rule (New York, NY)
New SEC adviser (120-day rule) · CRD 305706 · 801-137184 · effective 2026-09-03
Effective 2026-09-03. 25 employees (8 advisory), $682K regulatory AUM across 4 accounts. Advises private funds. Affiliated with a broker-dealer. Limited Liability Company (DE).
120-day rule (must reach $100M RAUM)Advises private fundsBroker-dealer affiliate10+ employeesHas custodyDisciplinary disclosurePerformance fees
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Fund administration & audit
- Recruiting & RIA platforms
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance