FormDSignal
72

Haws Financial Planning LLC registers with the SEC (Sierra Vista, AZ)

New SEC-registered adviser · CRD 299122 · 801-137019 · effective 2026-08-12

Effective 2026-08-12. 3 employees (3 advisory), $105M regulatory AUM across 180 accounts. Notice-filed in AZ, CA, LA, MD, OH, UT +2. Limited Liability Company (AZ).

Notice-filed in 5+ states

Contact (from the filing)

The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.

Who this is for

  • Compliance consulting
  • RIA software (CRM, portfolio, billing)
  • Archiving & surveillance
  • Cybersecurity / managed IT
  • E&O insurance