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Three Oaks Wealth registers with the SEC (Gold River, CA)
New SEC-registered adviser · CRD 171082 · 801-137130 · effective 2026-08-20
Effective 2026-08-20. 4 employees (3 advisory), $100M regulatory AUM across 343 accounts. Notice-filed in CA, OR, TX. Limited Liability Company (OR).
Has custody
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance