FormDSignal
68

O'Connor Capital Advisory, LLC registers with the SEC (Scottsdale, AZ)

New SEC-registered adviser · CRD 152687 · 801-136929 · effective 2026-08-05

Effective 2026-08-05. 1 employee (1 advisory), $112M regulatory AUM across 120 accounts. Notice-filed in AZ, CA. Limited Liability Company (AZ).

Contact (from the filing)

The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.

Who this is for

  • Compliance consulting
  • RIA software (CRM, portfolio, billing)
  • Archiving & surveillance
  • Cybersecurity / managed IT
  • E&O insurance